Securities & Exchange Commission

SEC Charges Cheetah Mobile and CEO with Insider...

On Wednesday, the Securities and Exchange Commission (SEC) instituted Cease-and-Desist proceedings against Sheng Fu...

Sparkster, Exec, and Influencer Fined by SEC Over...

On Monday, the Securities and Exchange Commission (SEC) issued a cease-and-desist order against Cayman...

Morgan Stanley Settles with SEC on Customer Information...

The Securities and Exchange Commission issued a press release today detailing charges that had...

Brazilian Airline Settles FCPA Violations Over Tax Bribes...

A press release issued Thursday by the Securities and Exchange Commission (SEC) announced the...

Ninth Circuit Affirms Judgment to Charge Medical Defendants...

On Thursday, a memorandum was filed in the Ninth Circuit Court of Appeals in...

SEC Sues Surgalign Over Accounting, Disclosure Fraud Allegations

On Wednesday, the Securities and Exchange Commission (SEC) announced that it filed actions...

SEC Charges Founders and Promoters in $300M Crypto...

On Monday, the Securities and Exchange Commission (SEC) accused 11 individuals of creating and...

JPMorgan, UBS and TradeStation Resolve SEC Identity Theft...

The Securities and Exchange Commission (SEC) charged J.P. Morgan Securities LLC (JPMS), UBS Financial...