Securities & Exchange Commission

SEC Charges Cannabis Co. with Fraudulent Fundraising

According to a press release issued Tuesday, the Securities and Exchange Commission...

SEC Lodges Complaint Against Perpetrators of Alleged Wash...

On Monday, the Securities and Exchange Commission (SEC) filed a civil complaint...

SEC Brings Charges Over Cannabis Crowdfunding

On Monday, the Securities and Exchange Commission filed a complaint in the...

SEC, DOJ Announce Charges Against Mylan IT Manager...

The Securities and Exchange Commission (SEC) announced Friday in a press release...

SEC Sues Beverage Company Alleging Investment Fraud

On Tuesday, the Securities and Exchange Commission sued California company SHE Beverage...

Alternative Data Provider App Annie and Ex-CEO Fined...

On Tuesday the Securities and Exchange Commission (SEC) announced the issuance of...

SEC Settles With Eight Financial Firms Over Inadequate...

On Monday, the Securities and Exchange Commission (SEC) sanctioned the companies for...

SEC Charges Former HeadSpin CEO With $80M Fraud

Manish Lachwani was accused of violating anti-fraud provisions of federal securities laws...